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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
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Culture Audit in Financial Services, Roger Miles
- Idioma
- Publicado en
- 2021
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- Subtítulo
- Reporting on Behaviour to Conduct Regulators
- Idioma
- Inglés
- Autores
- Roger Miles
- Editorial
- Kogan Page
- Publicado en
- 2021
- Formato
- Tapa dura
- Páginas
- 448
- ISBN13
- 9781789667776
- Serie
- Etiquetas
- No ficción, Comercio, Negocios & Gestión
- Calificación
- 4 de 5
- Descripción
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.